Investment Products

Flexible choices for investing goals

Deliver the custom solutions your clients expect with our range of investment products. We offer the stocks, mutual funds, ETFs and fixed-income products used to diversify most portfolios. For more advanced clients, we support options, margin and international investing opportunities.

Stocks

Screen stocks using a variety of research tools and services to find the ones that fit your investment strategies. You can set up account alerts, schedule trades and enter block orders to help you capitalize on emerging opportunities.

Options

Access professional trading tools, straightforward and competitive option pricing and the opportunity to trade market or limit option orders for $6.95 plus $0.70 per contract.

Margin

Increase your clients’ buying power by purchasing securities on credit through a margin loan. We offer competitive interest rates for flexible borrowing. It is important to evaluate your client's risk tolerance before using margin.

Mutual Funds

Discover one of the largest selections of mutual funds available to independent advisors. We offer a comprehensive list of more than 13,000 funds.

ETFs

Expand your client portfolios across a variety of industries through ETFs. You can track broad market indices or specific targets for a range of investment styles and risk tolerances. 

Fixed Income

Choose from more than 300 bond broker-dealers for opportunities in corporate, municipal, government and agency products. We also offer certificates of deposit (CDs) for a range of investment plans.

International Investing

Diversify investment exposure with access to more than 20 foreign markets through American Depository Receipts (ADRs). You can track the international equities alongside domestic equities from our centralized custodial platform.

Investors should consider the investment objectives, risks, charges and expenses of a mutual fund before investing.  A prospectus contains this and other information about the fund and may be obtained online or by contacting Scottrade.  The prospectus should be read carefully before investing.

No-transaction-fee (NTF) funds are subject to the terms and conditions of the NTF funds program. Scottrade is compensated by the funds participating in the NTF program through recordkeeping, shareholder or SEC 12b-1 fees.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an exchange-traded fund (ETF) before investing. A prospectus contains this and other information about the fund and may be obtained online or by contacting Scottrade.  The prospectus should be read carefully before investing.

Leveraged and inverse ETFs may not be suitable for all investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. These funds’ performance will likely be significantly different than their benchmark over periods of more than one day, and their performance over time may in fact trend opposite of their benchmark. Investors should monitor these holdings, consistent with their strategies, as frequently as daily. 

International investing can involve substantial risks and is not suitable for all investors. Risks include changes in currency exchange rates; political, economic and social events; potential for illiquid markets; less information; reliance on foreign legal remedies; and different market structures and operations. Investors should fully research any security or strategy before making an investment decision. 

Fixed Income Products involve risks including, but not limited to interest rate risk, reinvestment risk, inflation risk, call risk, liquidity risk, and a risk of loss of principal. New issue offerings are sold by prospectus or offering circular available by contacting Scottrade.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade® Options Application and Agreement, Brokerage Account Agreement, by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy by contacting Scottrade. Supporting documentation for any claims will be supplied upon request.   

 

 

Contact Us

If you’re interested in additional fixed-income products, we can discuss them and any other product concerns you may have.