Products and Solutions

The right tools can help you efficiently manage your RIA business, leaving you with more time to spend with your clients. Deliver a range of investing solutions for your clients through our intuitive technology and straightforward pricing structure.

 

 

Powerful Technology

With our intuitive custodial platform powering your business, you can:

  • Spend less time behind a keyboard and more time in front of your clients.
  • Eliminate manual data loading with an integrated modeling and rebalancing tool*.
  • Prioritize information by customizing your home page layout and account alerts.

 

 

Versatile Account Types

Align your clients’ goals with accounts that help them:

  • Save for retirement with a range of IRAs, including tax-free or tax-deferred advantages.
  • Contribute toward a child’s financial future with custodial and guardian accounts.
  • Invest in businesses of all types and sizes, as well as investment clubs.

 

 

Transparent Commissions & Fees

Deliver the value your clients deserve with straightforward pricing that lets you:

  • Keep business costs low with no custody fees.
  • Invest without being charged for annual account maintenance.
  • Choose from more than 13,500 mutual funds.

 

 

Extensive Investment Products

Simplify your account management with investment products that allow you to:

  • Diversify portfolios through ETFs, mutual funds, fixed income products and options.
  • Follow the market with insights from S&P Capital IQ and Morningstar.
  • Identify and evaluate opportunities through our investment screeners.

 

*The Portfolio Modeling and Rebalancing tool is powered by Advisor Software Inc. (ASI), a third party vendor not affiliated with Scottrade Advisor Services. Minimum assets under management may be required.

Diversification may help spread risk, but it does not assure a profit, or protect against loss, in a down market.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an exchange-traded fund (ETF) before investing. A prospectus contains this and other information about the fund and may be obtained online or by contacting Scottrade.  The prospectus should be read carefully before investing.

Investors should consider the investment objectives, risks, charges and expenses of a mutual fund before investing.  A prospectus contains this and other information about the fund and may be obtained online or by contacting Scottrade.  The prospectus should be read carefully before investing.

No-transaction-fee (NTF) funds are subject to the terms and conditions of the NTF funds program. Scottrade is compensated by the funds participating in the NTF program through recordkeeping, shareholder or SEC 12b-1 fees.

Fixed Income Products involve risks including, but not limited to interest rate risk, reinvestment risk, inflation risk, call risk, liquidity risk, and a risk of loss of principal. New issue offerings are sold by prospectus or offering circular available by contacting Scottrade.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade® Options Application and Agreement, Brokerage Account Agreement, by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy by contacting Scottrade. Supporting documentation for any claims will be supplied upon request. 

Scottrade, S&P Capital IQ and Morningstar are not affiliated.

Contact Us

Let’s talk about your business needs.

Our dedicated advisor service team specializes in discussing financial services solutions for independent advisors like you. We’re invested in learning about your business and partnering in its success.