Transition Services

Streamlined logistics for your growing business

Choosing the right custodian to fit your business needs is a critical decision for independent RIAs – especially when your needs change. Whether you’re just getting started or changing custodians, our dedicated transition services team will advise and assist you throughout the entire process.

We deliver a 3-step process to understand how you run your business, handle administrative support and leverage our experience for a seamless transition.

Discovery

  • Work with your personal dedicated transition specialist who can help identify your specific level of support needs.
  • Collaborate on a transition timeline that ensures compliance with minimal impact to your daily operations.

Planning

  • Streamline your reporting and documentation responsibilities with the help of a detailed spreadsheet.
  • Access comprehensive resources to answer your questions during paperwork generation.

Execution

  • Receive daily progress reports on the transition status of your accounts.
  • Focus on running your business with administrative support for labeling and migration concerns.

Complimentary transition services are included for qualified advisors1. These accounts may also qualify for a refund of up to $100 in other broker transfer fees through our Transfer Reimbursement Program2. Contact your business development representative or advisor service team for more information.

 

1Minimum asset level may apply.

2Scottrade® Advisor Services will reimburse transfer fees up to $100 charged by another broker when your clients transfer an account or household of accounts with a total value of $50,000 or more to Scottrade. Household is defined by mailing address. The transfer reimbursement does not currently have a termination date. However, Scottrade® Advisor Services reserves the right to terminate this offer at any time without prior notice or extend the offer at its sole discretion. Void where prohibited.

 

"For more than a decade, Scottrade® Advisor Services has worked to ensure that both new and established RIAs have access to first-rate solutions at an exceptional value. My team delivers a concierge-quality transition experience with the utmost consideration for your day-to-day business needs."

Scott Hart, Transition Services Manager

Contact Us

Let’s talk about your business needs.

We want to learn about your blueprint for the future and offer plans for growth.