Going Independent

Develop Your Plan

As an independent advisor, you’ll have the freedom to design your practice from the ground up. While you plan for tomorrow, it helps to have an experienced registered investment advisor custodian in your corner today.

Entrepreneurial vision has guided our company for more than 35 years in financial services. For the last decade, we’ve extended that same personal attention to small business owners in the advising community.

As you step out on your own, we can help from planning to execution.

Why Independence?

Becoming your own boss allows you to put your clients’ needs first and manage their money on your terms. Working as an independent RIA lets you:

Keep more of your revenues

Control overhead expenses

Make your own business decisions

Build equity in your company

Balance work/life priorities

Download our free Going Independent guide for more considerations about building your business plan.

Research Your Move

Consider taking an inventory of the technology, administrative and support your business will need. We offer solutions that make it easier for you to get started.

Dedicated Teams

Stay focused on your clients with a dedicated service team that functions as an extension of your business.

Powerful Technology

Automate data entry and customize account alerts to gain time in your workday through our intuitive custodial platform.

Strategic Resource Center

Access third-party technology solutions and business services that may be of interest– many with exclusive discounts.