Enrollment Materials

Get started in 2 simple steps

The application packets below are prepared for you based off the legal entity structure of your practice. Please complete and sign the appropriate forms for your business and return them to our business development team.

 

Choose your business entity type to print and view your enrollment forms packet.

Include supplemental documents with your enrollment forms packet.

  • Limited Liability Company Enrollment Package

    Use these enrollment forms if your practice is organized as a Limited Liability Company.

    Include a copy of your Articles of Incorporation/Organization. Include a copy of your state-issued LLC Certificate. As an alternative, a print-out from your state’s Secretary of State website can be accepted.

  • Corporation Enrollment Package

    Use these enrollment forms if your practice is organized as a Corporation.

    Include a copy of your state-issued Corporate Certificate, dated within 13 months. Include a copy of your Certificate of Good Standing from the state, dated within 13 months; as an alternative, a print-out from your state’s Secretary of State website can be accepted, provided it shows active status.

  • Sole Proprietorship Enrollment Package

    Use these enrollment forms if your practice is organized as a Sole Proprietorship.

    If you are using a DBA for your practice, please include your DBA/Trade Name Certificate from your local or state office with your Master Account Application.

Please include the following items with your enrollment forms packet:

  • A copy of your Privacy Statement
  • A blank copy of your client agreements
  • A copy of your Form ADV, including Parts 2A and 2B, if not available online
  • A copy of your firm's marketing materials

Where Do I Send Enrollment Material?

Please mail, fax and/or email Scottrade® Advisor Services.

Fax: 314.800.1250
(Faxed submissions should be followed-up by mailing the physical forms.)

Mail:

Scottrade, Inc.

c/o Advisor Services

P.O. Box 31565

St. Louis, MO

63131-0565

Email:
sasinfo@scottrade.com

Need Client Forms?

Need forms to establish or amend your client accounts?

Take a look through our Client Form Center to find any forms you may need to service your clients.

Visit Client Form Center

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Need Help?

Contact our business development team for support during your enrollment. We can help streamline the process of opening many accounts at once.

866.306.7135